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Keywords

defendantappealtrialjury instructions
defendantappealjury instructions

Related Cases

Smith v. Spisak, 558 U.S. 139, 130 S.Ct. 676, 175 L.Ed.2d 595, 78 USLW 4031, 10 Cal. Daily Op. Serv. 392, 22 Fla. L. Weekly Fed. S 35

Facts

Frank G. Spisak, Jr. was convicted in an Ohio trial court of three murders and two attempted murders committed at Cleveland State University in 1982. He was sentenced to death after the jury recommended this sentence. Spisak's claims of constitutional errors during the penalty phase included that the jury instructions required unanimous agreement on mitigating factors and that his counsel's closing argument was inadequate, which he argued deprived him of effective assistance of counsel. The Ohio courts denied his claims on direct appeal and collateral review, leading him to file a federal habeas petition.

In 1983, an Ohio jury convicted Spisak of three murders and two attempted murders at Cleveland State University in 1982.

Issue

Did the jury instructions and forms at the penalty phase unconstitutionally require the jury to consider in mitigation only those factors that the jury unanimously found to be mitigating, and did Spisak's counsel provide ineffective assistance during the penalty phase?

The Supreme Court, Justice Breyer, held that: 1 instructions and jury forms at penalty phase did not unconstitutionally require jury to consider in mitigation only those factors that jury unanimously found to be mitigating.

Rule

The Constitution forbids the imposition of the death penalty if the sentencing judge or jury is precluded from considering any aspect of a defendant's character or record and any of the circumstances of the offense that the defendant proffers as a basis for a sentence less than death. Additionally, to prevail on an ineffective assistance of counsel claim, a defendant must show that counsel's performance was deficient and that the deficiency prejudiced the defense.

The Constitution forbids imposition of the death penalty if the sentencing judge or jury is “ ‘ “precluded from considering, as a mitigating factor, any aspect of a defendant's character or record and any of the circumstances of the offense that the defendant proffers as a basis for a sentence less than death.” ’ ”

Analysis

The Supreme Court found that the jury instructions and forms did not violate the principles established in Mills v. Maryland, as they did not require the jury to unanimously agree on the existence of each individual mitigating factor. Instead, the instructions focused on the overall balancing of aggravating and mitigating factors and allowed the jury to consider all relevant evidence. Regarding the ineffective assistance claim, the Court concluded that even if the closing argument was inadequate, there was no reasonable probability that a better argument would have changed the outcome, given the overwhelming evidence against Spisak.

Even assuming that the closing argument was inadequate in the respects claimed by Spisak, this Court finds no “reasonable probability” that a better closing argument without these defects would have made a significant difference.

Conclusion

The Supreme Court reversed the Court of Appeals' decision, holding that the state court's upholding of the jury instructions and the rejection of Spisak's ineffective assistance claim were not contrary to clearly established federal law.

We consequently conclude that the state court's decision upholding these forms and instructions was not “contrary to, or … an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States” in Mills.

Who won?

The State of Ohio prevailed in the case, as the Supreme Court reversed the Court of Appeals' decision and upheld the jury instructions and the effectiveness of Spisak's counsel.

The Supreme Court reversed the Court of Appeals' decision, holding that the state court's upholding of the jury instructions and the rejection of Spisak's ineffective assistance claim were not contrary to clearly established federal law.

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